Table Of Content

ETSI TS 125 224 V9.3.0 (2011-01) Technical Specification Universal Mobile Telecommunications System (UMTS); Physical layer procedures (TDD) (3GPP TS 25.224 version 9.3.0 Release 9) 3GPP TS 25.224 version 9.3.0 Release 9 1 ETSI TS 125 224 V9.3.0 (2011-01) Reference RTS/TSGR-0125224v930 Keywords UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N° 348 623 562 00017 - NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N° 7803/88 Important notice Individual copies of the present document can be downloaded from: http://www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http://portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: http://portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. © European Telecommunications Standards Institute 2011. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTM, TIPHONTM, the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI 3GPP TS 25.224 version 9.3.0 Release 9 2 ETSI TS 125 224 V9.3.0 (2011-01) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http://webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp. ETSI 3GPP TS 25.224 version 9.3.0 Release 9 3 ETSI TS 125 224 V9.3.0 (2011-01) Contents Intellectual Property Rights ................................................................................................................................ 2 Foreword ............................................................................................................................................................. 2 Foreword ............................................................................................................................................................. 8 1 Scope ........................................................................................................................................................ 9 2 References ................................................................................................................................................ 9 3 Abbreviations ......................................................................................................................................... 10 4 Physical layer procedures for the 3.84 Mcps option .............................................................................. 11 4.1 General ............................................................................................................................................................. 11 4.2 Transmitter Power Control ............................................................................................................................... 11 4.2.1 General Parameters ..................................................................................................................................... 11 4.2.2 Uplink Control ............................................................................................................................................ 11 4.2.2.1 General Limits ....................................................................................................................................... 11 4.2.2.2 PRACH ................................................................................................................................................. 12 4.2.2.3 DPCH, PUSCH and HS-SICH .............................................................................................................. 12 4.2.2.3.1 Gain Factors .................................................................................................................................... 12 4.2.2.3.2 Out of synchronisation handling ...................................................................................................... 13 4.2.2.4 E-PUCH ................................................................................................................................................ 13 4.2.2.4.1 Gain Factors for E-PUCH................................................................................................................ 14 4.2.2.5 E-RUCCH ............................................................................................................................................. 15 4.2.3 Downlink Control ....................................................................................................................................... 15 4.2.3.1 P-CCPCH .............................................................................................................................................. 15 4.2.3.2 S-CCPCH, PICH ................................................................................................................................... 15 4.2.3.2A MICH .................................................................................................................................................... 15 4.2.3.3 SCH ....................................................................................................................................................... 16 4.2.3.3A PNBSCH ............................................................................................................................................... 16 4.2.3.4 DPCH, PDSCH ..................................................................................................................................... 16 4.2.3.4.1 Out of synchronisation handling ...................................................................................................... 17 4.2.3.5 HS-PDSCH ........................................................................................................................................... 17 4.2.3.6 HS-SCCH .............................................................................................................................................. 17 4.2.3.7 E-AGCH ............................................................................................................................................... 17 4.2.3.8 E-HICH ................................................................................................................................................. 17 4.3 Timing Advance ............................................................................................................................................... 17 4.4 Synchronisation procedures.............................................................................................................................. 18 4.4.1 Cell Search .................................................................................................................................................. 18 4.4.2 Dedicated channel synchronisation ............................................................................................................. 18 4.4.2.1 Synchronisation primitives .................................................................................................................... 18 4.4.2.1.1 General ............................................................................................................................................ 18 4.4.2.1.2 Downlink synchronisation primitives .............................................................................................. 18 4.4.2.1.2A Downlink synchronisation primitives for HS-channels ................................................................... 19 4.4.2.1.3 Uplink synchronisation primitives ................................................................................................... 19 4.4.2.2 Radio link monitoring ........................................................................................................................... 20 4.4.2.2.1 Downlink radio link failure ............................................................................................................. 20 4.4.2.2.2 Uplink radio link failure/restore ...................................................................................................... 20 4.5 Discontinuous transmission (DTX) procedure ................................................................................................. 20 4.5.1 Description of Special Bursts...................................................................................................................... 20 4.5.2 Use of Special Bursts during DTX ............................................................................................................. 21 4.5.3 Use of Special Bursts for Initial Establishment / Reconfiguration ............................................................. 21 4.5.4 Use of Special Bursts for DTX on Beacon Channels ................................................................................. 21 4.6 Downlink Transmit Diversity ........................................................................................................................... 21 4.6.1 Transmit Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ....................................... 21 4.6.2 Transmit Diversity for SCH and S-CCPCH ............................................................................................... 22 4.6.2.1 SCH Transmission Scheme ................................................................................................................... 22 4.6.2.2 S-CCPCH Transmission Scheme .......................................................................................................... 23 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 4 ETSI TS 125 224 V9.3.0 (2011-01) 4.6.3 Transmit Diversity for Beacon Channels .................................................................................................... 23 4.6.3.1 SCTD Transmission Scheme ................................................................................................................ 23 4.7 Random access procedure ................................................................................................................................ 24 4.7.1 Physical random access procedure .............................................................................................................. 24 4.7A E-RUCCH transmission procedure .................................................................................................................. 25 4.8 DSCH procedure .............................................................................................................................................. 25 4.8.1 DSCH procedure with TFCI indication ...................................................................................................... 25 4.8.2 DSCH procedure with midamble indication ............................................................................................... 26 4.9 Node B Synchronisation Procedure over the Air ............................................................................................. 26 4.9.1 Frequency Acquisition Phase ...................................................................................................................... 26 4.9.2 Initial Synchronisation ................................................................................................................................ 26 4.9.3 Steady-State Phase ...................................................................................................................................... 26 4.9.4 Late entrant cells ......................................................................................................................................... 26 4.10 Idle periods for IPDL location method ............................................................................................................. 27 4.10.1 General ........................................................................................................................................................ 27 4.10.2 Parameters of IPDL .................................................................................................................................... 27 4.10.3 Calculation of idle period position .............................................................................................................. 27 4.11 HS-DSCH Procedure ........................................................................................................................................ 28 4.11.1 Link Adaptation Procedure ......................................................................................................................... 28 4.11.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 29 4.12 Macro-diversity procedure ............................................................................................................................... 30 4.13 E-DCH related procedures ............................................................................................................................... 30 4.13.1 ACK/NACK detection ................................................................................................................................ 30 4.13.2 Serving and neighbour cell pathloss metric derivation ............................................................................... 30 4.13.3 Channelisation code hopping procedure for E-PUCH ................................................................................ 31 4.14 Physical Layer Procedures for 3.84 Mcps MBSFN IMB ................................................................................. 33 4.14.1 Radio frame timing on the MBSFN layer ................................................................................................... 33 4.14.2 Downlink Power Control ............................................................................................................................ 33 4.14.2.1 S-CCPCH .............................................................................................................................................. 33 4.14.2.2 MICH .................................................................................................................................................... 33 4.14.2.3 P-CPICH ............................................................................................................................................... 34 4.14.2.4 T-CPICH ............................................................................................................................................... 34 5 Physical layer procedures for the 1.28 Mcps option .............................................................................. 34 5.1 Transmitter Power Control ............................................................................................................................... 34 5.1.1 Uplink Control ............................................................................................................................................ 34 5.1.1.1 General limits ........................................................................................................................................ 34 5.1.1.2 UpPCH .................................................................................................................................................. 34 5.1.1.3 PRACH ................................................................................................................................................. 35 5.1.1.4 DPCH and PUSCH ............................................................................................................................... 35 5.1.1.4.1 Gain Factors .................................................................................................................................... 35 5.1.1.4.2 Out of synchronization handling ..................................................................................................... 35 5.1.1.5 HS-SICH ............................................................................................................................................... 36 5.1.1.6 E-PUCH ................................................................................................................................................ 37 5.1.1.6.1 Gain Factors for E-PUCH................................................................................................................ 38 5.1.1.7 E-RUCCH ............................................................................................................................................. 39 5.1.1.8 Standalone midamble channel ............................................................................................................... 39 5.1.2 Downlink Control ....................................................................................................................................... 39 5.1.2.1 P-CCPCH .............................................................................................................................................. 39 5.1.2.2 The power of the FPACH ..................................................................................................................... 39 5.1.2.3 S-CCPCH, PICH ................................................................................................................................... 39 5.1.2.3A MICH .................................................................................................................................................... 39 5.1.2.4 DPCH, PDSCH ..................................................................................................................................... 39 5.1.2.4.1 Out of synchronisation handling ...................................................................................................... 40 5.1.2.5 HS-PDSCH ........................................................................................................................................... 40 5.1.2.6 HS-SCCH .............................................................................................................................................. 40 5.1.2.7 PLCCH .................................................................................................................................................. 40 5.1.2.8 E-AGCH ............................................................................................................................................... 40 5.1.2.9 E-HICH ................................................................................................................................................. 41 5.2 UL Synchronisation .......................................................................................................................................... 41 5.2.1 General Description .................................................................................................................................... 41 5.2.1.1 Preparation of uplink synchronization (downlink synchronization) ..................................................... 41 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 5 ETSI TS 125 224 V9.3.0 (2011-01) 5.2.1.2 Establishment of uplink synchronization .............................................................................................. 41 5.2.1.3 Maintenance of uplink synchronisation ................................................................................................ 41 5.2.2 UpPCH ........................................................................................................................................................ 41 5.2.3 PRACH ....................................................................................................................................................... 42 5.2.4 DPCH and PUSCH ..................................................................................................................................... 42 5.2.4.1 Out of synchronization handling ........................................................................................................... 42 5.2.5 HS-SICH ..................................................................................................................................................... 43 5.2.6 E-PUCH ...................................................................................................................................................... 43 5.2.7 E-RUCCH ................................................................................................................................................... 43 5.2.8 Standalone midamble channel .................................................................................................................... 43 5.3 Synchronisation procedures.............................................................................................................................. 43 5.3.1 Cell search .................................................................................................................................................. 43 5.3.2 DCH synchronization ................................................................................................................................. 44 5.3.2A Shared physical channel synchronization ................................................................................................... 44 5.3.2A.1 Synchronisation primitives .................................................................................................................... 44 5.3.2A.1.1 General ............................................................................................................................................ 44 5.3.2A.1.2 Downlink synchronisation primitives .............................................................................................. 44 5.3.2A.1.3 Uplink synchronisation primitives ................................................................................................... 45 5.3.2A.2 Radio link monitoring ........................................................................................................................... 45 5.3.2A.2.1 Downlink radio link failure ............................................................................................................. 45 5.3.2A.2.2 Uplink radio link failure/restore ...................................................................................................... 45 5.3.3 Synchronization procedure in CELL_FACH state ..................................................................................... 45 5.3.3.1 Uplink synchronization status detection ................................................................................................ 45 5.3.3.2 Establishment of uplink synchronization .............................................................................................. 45 5.4 Discontinuous transmission (DTX) procedure ................................................................................................. 46 5.4.1 Description of Special Bursts...................................................................................................................... 46 5.4.2 Use of Special Bursts during DTX ............................................................................................................. 46 5.4.3 Use of Special Bursts for Initial Establishment / Reconfiguration ............................................................. 47 5.5 Downlink Transmit Diversity ........................................................................................................................... 47 5.5.1 Transmit Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ....................................... 47 5.5.1.1 TSTD for PDSCH and DPCH ............................................................................................................... 47 5.5.1.2 Closed Loop Tx Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ...................... 48 5.5.2 Transmit Diversity for DwPCH .................................................................................................................. 48 5.5.3 Transmit Diversity for P-CCPCH ............................................................................................................... 49 5.5.3.1 TSTD Transmission Scheme for P-CCPCH ......................................................................................... 49 5.5.4 SCTD Transmission Scheme for Beacon Channels .................................................................................... 49 5.6 Random Access Procedure ............................................................................................................................... 50 5.6.1 Definitions .................................................................................................................................................. 50 5.6.1A UpPCH sub-channel ................................................................................................................................... 50 5.6.2 Preparation of random access ..................................................................................................................... 51 5.6.3 Random access procedure ........................................................................................................................... 52 5.6.3.1 The use and generation of the information fields transmitted in the FPACH ....................................... 53 5.6.3.1.1 Signature Reference Number ........................................................................................................... 53 5.6.3.1.2 Relative Sub-Frame Number ........................................................................................................... 53 5.6.3.1.3 Received starting position of the UpPCH (UpPCH ) ................................................................. 54 POS 5.6.3.1.4 Transmit Power Level Command for the RACH message .............................................................. 54 5.6.3A E-RUCCH procedure .................................................................................................................................. 54 5.6.4 Random access collision ............................................................................................................................. 55 5.7 Node B Synchronisation Procedure over the Air ............................................................................................. 55 5.7.1 Initial Synchronisation ................................................................................................................................ 55 5.7.2 Steady-State Phase ...................................................................................................................................... 55 5.7.3 Late entrant cells ......................................................................................................................................... 55 5.8 Idle periods for IPDL location method ............................................................................................................. 56 5.8.1 General ........................................................................................................................................................ 56 5.8.2 Parameters of IPDL .................................................................................................................................... 56 5.8.3 Calculation of idle period position .............................................................................................................. 56 5.9 HS-DSCH Procedure in CELL_DCH state ...................................................................................................... 57 5.9.1 Link Adaptation Procedure ......................................................................................................................... 57 5.9.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 58 5.9.3 HS-SCCH monitoring procedure ................................................................................................................ 59 5.9A HS-DSCH Procedure in CELL_FACH state .................................................................................................... 59 5.9A.1 Link Adaptation Procedure ......................................................................................................................... 59 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 6 ETSI TS 125 224 V9.3.0 (2011-01) 5.9A.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 60 5.9A.3 HS-SCCH monitoring procedure ................................................................................................................ 60 5.9B HS-DSCH Procedure in CELL_PCH or URA_PCH state ............................................................................... 60 5.9B.1 Link Adaptation Procedure ......................................................................................................................... 60 5.9B.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 61 5.9B.3 HS-SCCH monitoring procedure ................................................................................................................ 61 5.10 Macro-diversity procedure ............................................................................................................................... 61 5.11 E-DCH Procedure............................................................................................................................................. 61 5.11.1 ACK/NACK detection ................................................................................................................................ 61 5.11.2 Serving and neighbour cell pathloss metric derivation ............................................................................... 62 5.11.3 E-AGCH monitoring in CELL_DCH state ................................................................................................. 63 5.11.3A E-AGCH monitoring in CELL_FACH state ............................................................................................... 63 5.12 MIMO operation of HS-DSCH ........................................................................................................................ 63 5.12.1 General procedure ....................................................................................................................................... 63 5.12.2 Identification of MIMO dual stream ........................................................................................................... 64 5.12.3 UE antennas Time Switched Transmission ................................................................................................ 64 5.13 Control Channel Discontinuous reception procedures ..................................................................................... 65 5.13.1 Discontinuous downlink reception ............................................................................................................. 66 5.13.2 HS-SCCH orders ........................................................................................................................................ 67 6 Physical layer procedures for the 7.68 Mcps option .............................................................................. 67 6.1 Transmitter Power Control ............................................................................................................................... 67 6.2 Timing Advance ............................................................................................................................................... 67 6.3 Synchronisation procedures.............................................................................................................................. 68 6.4 Discontinuous transmission (DTX) procedure ................................................................................................. 68 6.5 Downlink Transmit Diversity ........................................................................................................................... 68 6.5.1 Transmit Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ....................................... 68 6.5.2 Transmit Diversity for SCH and S-CCPCH ............................................................................................... 68 6.5.3 Transmit Diversity for Beacon Channels .................................................................................................... 68 6.5.3.1 SCTD Transmission Scheme ................................................................................................................ 68 6.6 Random access procedure ................................................................................................................................ 69 6.6.1 Physical random access procedure .............................................................................................................. 69 6.6A E-RUCCH transmission procedure .................................................................................................................. 69 6.7 DSCH procedure .............................................................................................................................................. 69 6.8 Idle periods for IPDL location method ............................................................................................................. 69 6.9 HS-DSCH Procedure ........................................................................................................................................ 69 6.9.1 Link Adaptation Procedure ......................................................................................................................... 69 6.9.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 70 6.10 Macro-diversity procedure ............................................................................................................................... 70 6.11 E-DCH related procedures ............................................................................................................................... 70 6.11.1 ACK/NACK detection ................................................................................................................................ 70 6.11.2 Serving and neighbour cell pathloss metric derivation ............................................................................... 71 6.11.3 Channelisation code hopping procedure for E-PUCH ................................................................................ 71 Annex A (informative): Power Control ................................................................................................ 73 A.1 Example Implementation of Downlink Power Control in the UE .......................................................... 73 A.2 Example Implementation of Closed Loop Uplink Power Control in Node B for 1.28Mcps TDD ........ 73 A.3 Example Implementation of Downlink Power Control in UE for 1.28Mcps TDD when TSTD is used......................................................................................................................................................... 73 A.4 Example Implementation of open Loop Power Control for access procedure for 1.28Mcps TDD ....... 74 A.5 Example Implementation of Closed Loop Uplink HS-SICH Power Control in Node B for 1.28Mcps TDD ....................................................................................................................................... 74 Annex B (informative): Determination of Weight Information ......................................................... 75 B.1 STD Weights .......................................................................................................................................... 75 B.2 TxAA Weights ....................................................................................................................................... 75 Annex C (informative): Cell search procedure for 3.84Mcps TDD ................................................... 76 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 7 ETSI TS 125 224 V9.3.0 (2011-01) Annex CA (informative): Cell search procedure for 1.28Mcps TDD ................................................... 77 Annex CB (informative): Examples random access procedure for 1.28Mcps TDD ............................ 79 Annex D (informative): Change history ............................................................................................... 81 History .............................................................................................................................................................. 84 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 8 ETSI TS 125 224 V9.3.0 (2011-01) Foreword This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI 3GPP TS 25.224 version 9.3.0 Release 9 9 ETSI TS 125 224 V9.3.0 (2011-01) 1 Scope The present document describes the Physical Layer Procedures in the TDD mode of UTRA. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. • References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. • For a specific reference, subsequent revisions do not apply. • For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] 3GPP TS 25.201: "Physical layer - general description". [2] 3GPP TS 25.102: "UE physical layer capabilities". [3] 3GPP TS 25.211: "Physical channels and mapping of transport channels onto physical channels (FDD)". [4] 3GPP TS 25.212: "Multiplexing and channel coding (FDD)". [5] 3GPP TS 25.213: "Spreading and modulation (FDD)". [6] 3GPP TS 25.214: "Physical layer procedures (FDD)". [7] 3GPP TS 25.215: "Physical Layer - Measurements (FDD)". [8] 3GPP TS 25.221: "Physical channels and mapping of transport channels onto physical channels (TDD)". [9] 3GPP TS 25.222: "Multiplexing and channel coding (TDD)". [10] 3GPP TS 25.223: "Spreading and modulation (TDD)". [11] 3GPP TS 25.225: "Physical Layer - Measurements (TDD)". [12] 3GPP TS 25.301: "Radio Interface Protocol Architecture". [13] 3GPP TS 25.302: "Services Provided by the Physical Layer". [14] 3GPP TS 25.401: "UTRAN Overall Description". [15] 3GPP TS 25.331: "RRC Protocol Specification" [16] 3GPP TS 25.433: "UTRAN Iub Interface NBAP Signalling" [17] 3GPP TS 25.105: "UTRA (BS) TDD; Radio transmission and Reception" [18] 3GPP TS 25.321: "MAC protocol specification" [19] 3GPP TS 25.303: "Interlayer Procedures in Connected Mode" [20] 3GPP TS 25.402: "Synchronisation in UTRAN Stage 2" ETSI

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ETSI TS 125 224 V9.3.0 (2011-01) Technical Specification Universal Mobile Telecommunications System (UMTS); Physical layer procedures (TDD) (3GPP TS 25.224 version 9.3.0 Release 9) 3GPP TS 25.224 version 9.3.0 Release 9 1 ETSI TS 125 224 V9.3.0 (2011-01) Reference RTS/TSGR-0125224v930 Keywords UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N° 348 623 562 00017 - NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N° 7803/88 Important notice Individual copies of the present document can be downloaded from: http://www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http://portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: http://portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. © European Telecommunications Standards Institute 2011. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTM, TIPHONTM, the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI 3GPP TS 25.224 version 9.3.0 Release 9 2 ETSI TS 125 224 V9.3.0 (2011-01) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http://webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp. ETSI 3GPP TS 25.224 version 9.3.0 Release 9 3 ETSI TS 125 224 V9.3.0 (2011-01) Contents Intellectual Property Rights ................................................................................................................................ 2 Foreword ............................................................................................................................................................. 2 Foreword ............................................................................................................................................................. 8 1 Scope ........................................................................................................................................................ 9 2 References ................................................................................................................................................ 9 3 Abbreviations ......................................................................................................................................... 10 4 Physical layer procedures for the 3.84 Mcps option .............................................................................. 11 4.1 General ............................................................................................................................................................. 11 4.2 Transmitter Power Control ............................................................................................................................... 11 4.2.1 General Parameters ..................................................................................................................................... 11 4.2.2 Uplink Control ............................................................................................................................................ 11 4.2.2.1 General Limits ....................................................................................................................................... 11 4.2.2.2 PRACH ................................................................................................................................................. 12 4.2.2.3 DPCH, PUSCH and HS-SICH .............................................................................................................. 12 4.2.2.3.1 Gain Factors .................................................................................................................................... 12 4.2.2.3.2 Out of synchronisation handling ...................................................................................................... 13 4.2.2.4 E-PUCH ................................................................................................................................................ 13 4.2.2.4.1 Gain Factors for E-PUCH................................................................................................................ 14 4.2.2.5 E-RUCCH ............................................................................................................................................. 15 4.2.3 Downlink Control ....................................................................................................................................... 15 4.2.3.1 P-CCPCH .............................................................................................................................................. 15 4.2.3.2 S-CCPCH, PICH ................................................................................................................................... 15 4.2.3.2A MICH .................................................................................................................................................... 15 4.2.3.3 SCH ....................................................................................................................................................... 16 4.2.3.3A PNBSCH ............................................................................................................................................... 16 4.2.3.4 DPCH, PDSCH ..................................................................................................................................... 16 4.2.3.4.1 Out of synchronisation handling ...................................................................................................... 17 4.2.3.5 HS-PDSCH ........................................................................................................................................... 17 4.2.3.6 HS-SCCH .............................................................................................................................................. 17 4.2.3.7 E-AGCH ............................................................................................................................................... 17 4.2.3.8 E-HICH ................................................................................................................................................. 17 4.3 Timing Advance ............................................................................................................................................... 17 4.4 Synchronisation procedures.............................................................................................................................. 18 4.4.1 Cell Search .................................................................................................................................................. 18 4.4.2 Dedicated channel synchronisation ............................................................................................................. 18 4.4.2.1 Synchronisation primitives .................................................................................................................... 18 4.4.2.1.1 General ............................................................................................................................................ 18 4.4.2.1.2 Downlink synchronisation primitives .............................................................................................. 18 4.4.2.1.2A Downlink synchronisation primitives for HS-channels ................................................................... 19 4.4.2.1.3 Uplink synchronisation primitives ................................................................................................... 19 4.4.2.2 Radio link monitoring ........................................................................................................................... 20 4.4.2.2.1 Downlink radio link failure ............................................................................................................. 20 4.4.2.2.2 Uplink radio link failure/restore ...................................................................................................... 20 4.5 Discontinuous transmission (DTX) procedure ................................................................................................. 20 4.5.1 Description of Special Bursts...................................................................................................................... 20 4.5.2 Use of Special Bursts during DTX ............................................................................................................. 21 4.5.3 Use of Special Bursts for Initial Establishment / Reconfiguration ............................................................. 21 4.5.4 Use of Special Bursts for DTX on Beacon Channels ................................................................................. 21 4.6 Downlink Transmit Diversity ........................................................................................................................... 21 4.6.1 Transmit Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ....................................... 21 4.6.2 Transmit Diversity for SCH and S-CCPCH ............................................................................................... 22 4.6.2.1 SCH Transmission Scheme ................................................................................................................... 22 4.6.2.2 S-CCPCH Transmission Scheme .......................................................................................................... 23 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 4 ETSI TS 125 224 V9.3.0 (2011-01) 4.6.3 Transmit Diversity for Beacon Channels .................................................................................................... 23 4.6.3.1 SCTD Transmission Scheme ................................................................................................................ 23 4.7 Random access procedure ................................................................................................................................ 24 4.7.1 Physical random access procedure .............................................................................................................. 24 4.7A E-RUCCH transmission procedure .................................................................................................................. 25 4.8 DSCH procedure .............................................................................................................................................. 25 4.8.1 DSCH procedure with TFCI indication ...................................................................................................... 25 4.8.2 DSCH procedure with midamble indication ............................................................................................... 26 4.9 Node B Synchronisation Procedure over the Air ............................................................................................. 26 4.9.1 Frequency Acquisition Phase ...................................................................................................................... 26 4.9.2 Initial Synchronisation ................................................................................................................................ 26 4.9.3 Steady-State Phase ...................................................................................................................................... 26 4.9.4 Late entrant cells ......................................................................................................................................... 26 4.10 Idle periods for IPDL location method ............................................................................................................. 27 4.10.1 General ........................................................................................................................................................ 27 4.10.2 Parameters of IPDL .................................................................................................................................... 27 4.10.3 Calculation of idle period position .............................................................................................................. 27 4.11 HS-DSCH Procedure ........................................................................................................................................ 28 4.11.1 Link Adaptation Procedure ......................................................................................................................... 28 4.11.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 29 4.12 Macro-diversity procedure ............................................................................................................................... 30 4.13 E-DCH related procedures ............................................................................................................................... 30 4.13.1 ACK/NACK detection ................................................................................................................................ 30 4.13.2 Serving and neighbour cell pathloss metric derivation ............................................................................... 30 4.13.3 Channelisation code hopping procedure for E-PUCH ................................................................................ 31 4.14 Physical Layer Procedures for 3.84 Mcps MBSFN IMB ................................................................................. 33 4.14.1 Radio frame timing on the MBSFN layer ................................................................................................... 33 4.14.2 Downlink Power Control ............................................................................................................................ 33 4.14.2.1 S-CCPCH .............................................................................................................................................. 33 4.14.2.2 MICH .................................................................................................................................................... 33 4.14.2.3 P-CPICH ............................................................................................................................................... 34 4.14.2.4 T-CPICH ............................................................................................................................................... 34 5 Physical layer procedures for the 1.28 Mcps option .............................................................................. 34 5.1 Transmitter Power Control ............................................................................................................................... 34 5.1.1 Uplink Control ............................................................................................................................................ 34 5.1.1.1 General limits ........................................................................................................................................ 34 5.1.1.2 UpPCH .................................................................................................................................................. 34 5.1.1.3 PRACH ................................................................................................................................................. 35 5.1.1.4 DPCH and PUSCH ............................................................................................................................... 35 5.1.1.4.1 Gain Factors .................................................................................................................................... 35 5.1.1.4.2 Out of synchronization handling ..................................................................................................... 35 5.1.1.5 HS-SICH ............................................................................................................................................... 36 5.1.1.6 E-PUCH ................................................................................................................................................ 37 5.1.1.6.1 Gain Factors for E-PUCH................................................................................................................ 38 5.1.1.7 E-RUCCH ............................................................................................................................................. 39 5.1.1.8 Standalone midamble channel ............................................................................................................... 39 5.1.2 Downlink Control ....................................................................................................................................... 39 5.1.2.1 P-CCPCH .............................................................................................................................................. 39 5.1.2.2 The power of the FPACH ..................................................................................................................... 39 5.1.2.3 S-CCPCH, PICH ................................................................................................................................... 39 5.1.2.3A MICH .................................................................................................................................................... 39 5.1.2.4 DPCH, PDSCH ..................................................................................................................................... 39 5.1.2.4.1 Out of synchronisation handling ...................................................................................................... 40 5.1.2.5 HS-PDSCH ........................................................................................................................................... 40 5.1.2.6 HS-SCCH .............................................................................................................................................. 40 5.1.2.7 PLCCH .................................................................................................................................................. 40 5.1.2.8 E-AGCH ............................................................................................................................................... 40 5.1.2.9 E-HICH ................................................................................................................................................. 41 5.2 UL Synchronisation .......................................................................................................................................... 41 5.2.1 General Description .................................................................................................................................... 41 5.2.1.1 Preparation of uplink synchronization (downlink synchronization) ..................................................... 41 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 5 ETSI TS 125 224 V9.3.0 (2011-01) 5.2.1.2 Establishment of uplink synchronization .............................................................................................. 41 5.2.1.3 Maintenance of uplink synchronisation ................................................................................................ 41 5.2.2 UpPCH ........................................................................................................................................................ 41 5.2.3 PRACH ....................................................................................................................................................... 42 5.2.4 DPCH and PUSCH ..................................................................................................................................... 42 5.2.4.1 Out of synchronization handling ........................................................................................................... 42 5.2.5 HS-SICH ..................................................................................................................................................... 43 5.2.6 E-PUCH ...................................................................................................................................................... 43 5.2.7 E-RUCCH ................................................................................................................................................... 43 5.2.8 Standalone midamble channel .................................................................................................................... 43 5.3 Synchronisation procedures.............................................................................................................................. 43 5.3.1 Cell search .................................................................................................................................................. 43 5.3.2 DCH synchronization ................................................................................................................................. 44 5.3.2A Shared physical channel synchronization ................................................................................................... 44 5.3.2A.1 Synchronisation primitives .................................................................................................................... 44 5.3.2A.1.1 General ............................................................................................................................................ 44 5.3.2A.1.2 Downlink synchronisation primitives .............................................................................................. 44 5.3.2A.1.3 Uplink synchronisation primitives ................................................................................................... 45 5.3.2A.2 Radio link monitoring ........................................................................................................................... 45 5.3.2A.2.1 Downlink radio link failure ............................................................................................................. 45 5.3.2A.2.2 Uplink radio link failure/restore ...................................................................................................... 45 5.3.3 Synchronization procedure in CELL_FACH state ..................................................................................... 45 5.3.3.1 Uplink synchronization status detection ................................................................................................ 45 5.3.3.2 Establishment of uplink synchronization .............................................................................................. 45 5.4 Discontinuous transmission (DTX) procedure ................................................................................................. 46 5.4.1 Description of Special Bursts...................................................................................................................... 46 5.4.2 Use of Special Bursts during DTX ............................................................................................................. 46 5.4.3 Use of Special Bursts for Initial Establishment / Reconfiguration ............................................................. 47 5.5 Downlink Transmit Diversity ........................................................................................................................... 47 5.5.1 Transmit Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ....................................... 47 5.5.1.1 TSTD for PDSCH and DPCH ............................................................................................................... 47 5.5.1.2 Closed Loop Tx Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ...................... 48 5.5.2 Transmit Diversity for DwPCH .................................................................................................................. 48 5.5.3 Transmit Diversity for P-CCPCH ............................................................................................................... 49 5.5.3.1 TSTD Transmission Scheme for P-CCPCH ......................................................................................... 49 5.5.4 SCTD Transmission Scheme for Beacon Channels .................................................................................... 49 5.6 Random Access Procedure ............................................................................................................................... 50 5.6.1 Definitions .................................................................................................................................................. 50 5.6.1A UpPCH sub-channel ................................................................................................................................... 50 5.6.2 Preparation of random access ..................................................................................................................... 51 5.6.3 Random access procedure ........................................................................................................................... 52 5.6.3.1 The use and generation of the information fields transmitted in the FPACH ....................................... 53 5.6.3.1.1 Signature Reference Number ........................................................................................................... 53 5.6.3.1.2 Relative Sub-Frame Number ........................................................................................................... 53 5.6.3.1.3 Received starting position of the UpPCH (UpPCH ) ................................................................. 54 POS 5.6.3.1.4 Transmit Power Level Command for the RACH message .............................................................. 54 5.6.3A E-RUCCH procedure .................................................................................................................................. 54 5.6.4 Random access collision ............................................................................................................................. 55 5.7 Node B Synchronisation Procedure over the Air ............................................................................................. 55 5.7.1 Initial Synchronisation ................................................................................................................................ 55 5.7.2 Steady-State Phase ...................................................................................................................................... 55 5.7.3 Late entrant cells ......................................................................................................................................... 55 5.8 Idle periods for IPDL location method ............................................................................................................. 56 5.8.1 General ........................................................................................................................................................ 56 5.8.2 Parameters of IPDL .................................................................................................................................... 56 5.8.3 Calculation of idle period position .............................................................................................................. 56 5.9 HS-DSCH Procedure in CELL_DCH state ...................................................................................................... 57 5.9.1 Link Adaptation Procedure ......................................................................................................................... 57 5.9.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 58 5.9.3 HS-SCCH monitoring procedure ................................................................................................................ 59 5.9A HS-DSCH Procedure in CELL_FACH state .................................................................................................... 59 5.9A.1 Link Adaptation Procedure ......................................................................................................................... 59 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 6 ETSI TS 125 224 V9.3.0 (2011-01) 5.9A.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 60 5.9A.3 HS-SCCH monitoring procedure ................................................................................................................ 60 5.9B HS-DSCH Procedure in CELL_PCH or URA_PCH state ............................................................................... 60 5.9B.1 Link Adaptation Procedure ......................................................................................................................... 60 5.9B.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 61 5.9B.3 HS-SCCH monitoring procedure ................................................................................................................ 61 5.10 Macro-diversity procedure ............................................................................................................................... 61 5.11 E-DCH Procedure............................................................................................................................................. 61 5.11.1 ACK/NACK detection ................................................................................................................................ 61 5.11.2 Serving and neighbour cell pathloss metric derivation ............................................................................... 62 5.11.3 E-AGCH monitoring in CELL_DCH state ................................................................................................. 63 5.11.3A E-AGCH monitoring in CELL_FACH state ............................................................................................... 63 5.12 MIMO operation of HS-DSCH ........................................................................................................................ 63 5.12.1 General procedure ....................................................................................................................................... 63 5.12.2 Identification of MIMO dual stream ........................................................................................................... 64 5.12.3 UE antennas Time Switched Transmission ................................................................................................ 64 5.13 Control Channel Discontinuous reception procedures ..................................................................................... 65 5.13.1 Discontinuous downlink reception ............................................................................................................. 66 5.13.2 HS-SCCH orders ........................................................................................................................................ 67 6 Physical layer procedures for the 7.68 Mcps option .............................................................................. 67 6.1 Transmitter Power Control ............................................................................................................................... 67 6.2 Timing Advance ............................................................................................................................................... 67 6.3 Synchronisation procedures.............................................................................................................................. 68 6.4 Discontinuous transmission (DTX) procedure ................................................................................................. 68 6.5 Downlink Transmit Diversity ........................................................................................................................... 68 6.5.1 Transmit Diversity for PDSCH, DPCH, HS-SCCH, HS-PDSCH and E-AGCH ....................................... 68 6.5.2 Transmit Diversity for SCH and S-CCPCH ............................................................................................... 68 6.5.3 Transmit Diversity for Beacon Channels .................................................................................................... 68 6.5.3.1 SCTD Transmission Scheme ................................................................................................................ 68 6.6 Random access procedure ................................................................................................................................ 69 6.6.1 Physical random access procedure .............................................................................................................. 69 6.6A E-RUCCH transmission procedure .................................................................................................................. 69 6.7 DSCH procedure .............................................................................................................................................. 69 6.8 Idle periods for IPDL location method ............................................................................................................. 69 6.9 HS-DSCH Procedure ........................................................................................................................................ 69 6.9.1 Link Adaptation Procedure ......................................................................................................................... 69 6.9.2 HS-DSCH Channel Quality Indication Procedure ...................................................................................... 70 6.10 Macro-diversity procedure ............................................................................................................................... 70 6.11 E-DCH related procedures ............................................................................................................................... 70 6.11.1 ACK/NACK detection ................................................................................................................................ 70 6.11.2 Serving and neighbour cell pathloss metric derivation ............................................................................... 71 6.11.3 Channelisation code hopping procedure for E-PUCH ................................................................................ 71 Annex A (informative): Power Control ................................................................................................ 73 A.1 Example Implementation of Downlink Power Control in the UE .......................................................... 73 A.2 Example Implementation of Closed Loop Uplink Power Control in Node B for 1.28Mcps TDD ........ 73 A.3 Example Implementation of Downlink Power Control in UE for 1.28Mcps TDD when TSTD is used......................................................................................................................................................... 73 A.4 Example Implementation of open Loop Power Control for access procedure for 1.28Mcps TDD ....... 74 A.5 Example Implementation of Closed Loop Uplink HS-SICH Power Control in Node B for 1.28Mcps TDD ....................................................................................................................................... 74 Annex B (informative): Determination of Weight Information ......................................................... 75 B.1 STD Weights .......................................................................................................................................... 75 B.2 TxAA Weights ....................................................................................................................................... 75 Annex C (informative): Cell search procedure for 3.84Mcps TDD ................................................... 76 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 7 ETSI TS 125 224 V9.3.0 (2011-01) Annex CA (informative): Cell search procedure for 1.28Mcps TDD ................................................... 77 Annex CB (informative): Examples random access procedure for 1.28Mcps TDD ............................ 79 Annex D (informative): Change history ............................................................................................... 81 History .............................................................................................................................................................. 84 ETSI 3GPP TS 25.224 version 9.3.0 Release 9 8 ETSI TS 125 224 V9.3.0 (2011-01) Foreword This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI 3GPP TS 25.224 version 9.3.0 Release 9 9 ETSI TS 125 224 V9.3.0 (2011-01) 1 Scope The present document describes the Physical Layer Procedures in the TDD mode of UTRA. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. • References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. • For a specific reference, subsequent revisions do not apply. • For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] 3GPP TS 25.201: "Physical layer - general description". [2] 3GPP TS 25.102: "UE physical layer capabilities". [3] 3GPP TS 25.211: "Physical channels and mapping of transport channels onto physical channels (FDD)". [4] 3GPP TS 25.212: "Multiplexing and channel coding (FDD)". [5] 3GPP TS 25.213: "Spreading and modulation (FDD)". [6] 3GPP TS 25.214: "Physical layer procedures (FDD)". [7] 3GPP TS 25.215: "Physical Layer - Measurements (FDD)". [8] 3GPP TS 25.221: "Physical channels and mapping of transport channels onto physical channels (TDD)". [9] 3GPP TS 25.222: "Multiplexing and channel coding (TDD)". [10] 3GPP TS 25.223: "Spreading and modulation (TDD)". [11] 3GPP TS 25.225: "Physical Layer - Measurements (TDD)". [12] 3GPP TS 25.301: "Radio Interface Protocol Architecture". [13] 3GPP TS 25.302: "Services Provided by the Physical Layer". [14] 3GPP TS 25.401: "UTRAN Overall Description". [15] 3GPP TS 25.331: "RRC Protocol Specification" [16] 3GPP TS 25.433: "UTRAN Iub Interface NBAP Signalling" [17] 3GPP TS 25.105: "UTRA (BS) TDD; Radio transmission and Reception" [18] 3GPP TS 25.321: "MAC protocol specification" [19] 3GPP TS 25.303: "Interlayer Procedures in Connected Mode" [20] 3GPP TS 25.402: "Synchronisation in UTRAN Stage 2" ETSI

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