OVERVIEW SECTION AGENCY: ENVIRONMENTAL PROTECTION AGENCY (EPA) TITLE: FY2017 BROWNFIELDS AREA-WIDE PLANNING GRANT ACTION: Request for Proposals (RFP) RFP NO: EPA-OLEM-OBLR-16-05 CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA) NO.: 66.814 DATES: The closing date and time for receipt of proposal submissions is August 10, 2016, 11:59 p.m. ET. Proposals must be submitted electronically through www.grants.gov by 11:59 p.m. ET on August 10, 2016 to receive consideration. Proposals received after 11:59 p.m. ET on August 10, 2016, will not be considered. SUMMARY: This notice announces the availability of EPA grant funds under § 104(k)(6) of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA). EPA is authorized to fund research, technical assistance and/or training activities that facilitate the inventory of brownfields, site assessments, remediation of brownfields sites, community involvement or site preparation. This request for proposals (RFP) solicits proposals from eligible entities to conduct research and/or technical assistance activities that culminate in an area-wide plan for brownfields assessment, cleanup and subsequent reuse. Grant-funded activities must be directed to one or more catalyst, high priority brownfield site(s) located within a specific project area, such as a neighborhood, downtown, business or arts district, a local commercial or industrial corridor, a community waterfront, one or more city blocks, etc. Each recipient that receives a grant under this funding opportunity must develop an area-wide plan for the brownfield(s) within the project area, and include in that plan specific implementation strategies for assessing, cleaning up and reusing the brownfield(s) and related project area revitalization strategies. FUNDING/AWARDS: The total estimated funding available under this competitive opportunity is $4 million, subject to availability of funds, quality of proposals received and other applicable considerations. The maximum amount of grant funding that applicants may apply for each proposal submission is $200,000. Applicants may submit more than one proposal if each one is for a different project area and is submitted separately. However, if selected, an applicant will not receive funding for more than one proposal, and the maximum amount of funding an applicant may receive under the FY17 Brownfields Area-Wide Planning (BF AWP) grant competition is $200,000. Project periods of up to 24 months are allowed. EPA anticipates selecting approximately 20 projects through this competitive opportunity. CONTENTS BY SECTION: 1. Funding Opportunity Description 2. Award Information 3. Eligibility Information and Threshold Criteria EPA-OLEM-OBLR-16-05 1 4. Proposal Submission Information 5. Proposal Review Information 6. Award Administration Information 7. Contacts 8. Other Information Appendix 1: Threshold Criteria Worksheet Example Appendix 2: Other Factors Checklist Appendix 3: Information on Sites Eligible for Brownfields Funding under CERCLA §104(k) (for the purposes of the FY17 BF AWP Program) Section 1– Funding Opportunity Description EPA’s Office of Brownfields and Land Revitalization (OBLR) is soliciting proposals for the Brownfields Area-Wide Planning (BF AWP) Program under § 104(k)(6) of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), as amended under the Small Business Liability Relief and Brownfields Revitalization Act (Brownfields Law). The Brownfields Law, at CERCLA § 101(39), defines a brownfield site as “real property, the expansion, redevelopment or reuse of which may be complicated by the presence or potential presence of a hazardous substance, pollutant, or contaminant” and may include sites contaminated by controlled substances or petroleum or mine-scarred land. CERCLA § 104(k)(6) authorizes the EPA to provide, or fund eligible entities (including nonprofit organizations) to provide, research, technical assistance, and/or training activities to facilitate the following: inventory of brownfields sites, site assessments, remediation of brownfields sites, community involvement or site preparation. Please see Section 3.A. for a list of entities who are eligible to apply for the FY17 BF AWP grant program. Note that a previous recipient of a BF AWP grant (a FY10, FY13 or FY15 BF AWP grant recipient) is ineligible to apply unless they are a POWER+ community applicant with a brownfields project area that includes a recently closed (2008 or later) or closing coal-fired power plant. Please see page 7 for more information about POWER+. A. Description of the EPA Brownfields Area-Wide Planning (BF AWP) Grant Program Under this request for proposals (RFP), the EPA seeks to provide successful applicants with grant funding to conduct research and/or technical assistance activities that will enable them to develop a brownfields area-wide plan. This solicitation is the fourth time that the EPA has offered the BF AWP grant. For more information about the BF AWP program, please visit http://www.epa.gov/brownfields/types­ brownfields-grant-funding#tab-5. BF AWP Project Area and Catalyst, High Priority Brownfield Site(s) The brownfields area-wide plan developed under this grant must be for a specific project area that is of appropriate and reasonable size, and includes one or more brownfield site(s). Types of project areas appropriate for a BF AWP grant include a neighborhood, downtown (or area within a EPA-OLEM-OBLR-16-05 2 downtown), a business or community arts district, a local commercial or industrial corridor, a community waterfront, etc., that is affected by one or more brownfield sites. The area-wide plan must primarily focus on the eventual cleanup and reuse of the catalyst, high priority brownfield site(s) within the project area. For the purposes of the BF AWP grant program, EPA defines a catalyst, high priority brownfield site as a brownfields site which, once remediated and reused, has the potential to spur additional revitalization within the BF AWP project area. A catalyst, high priority brownfield site must meet the definition of a “brownfield site” per CERCLA § 101(39) (see Appendix 3 for more information). Applicants must identify one catalyst, high priority brownfield site under threshold criterion 3 (see Section 3.C). Applicants should describe this site, and list and describe any additional catalyst, high priority brownfield site(s), as per the evaluation criteria (see Section 5.A.2., BF AWP Project Description). Given that the EPA will award a maximum of $200,000 per successful proposal, applicants must demonstrate that they are proposing a reasonable BF AWP project area size and number of catalyst, high priority brownfield site(s). • The BF AWP project area should be a cohesive place in terms of geographic, social, cultural, economic and/or infrastructure connections. • EPA encourages applicants to designate only a portion of a large neighborhood, downtown, district or corridor as the BF AWP project area, where such an approach will best demonstrate the nexus to the catalyst, high priority brownfield site(s) and will lead to a more focused brownfields area-wide plan. Applicants should describe why they consider the project area as appropriate and reasonably-sized as per the evaluation criteria (see Section 5.A.2., BF AWP Project Description). • For BF AWP project areas that involve multiple jurisdictions, applicants should be sure to describe how the BF AWP process will be overseen by a multi-government management and decision-making process to ensure successful project execution as per the evaluation criteria (see Section 5.A.5., Community Partnerships and Engagement). All applicants will need to clearly explain how the BF AWP project partners will work together to develop the brownfields area-wide plan and prioritize implementation actions (see Section 5.A.5., Community Partnerships and Engagement). Common BF AWP Grant-Funded Activities All activities funded under the BF AWP grant must be designed to help identify proposed reuses for brownfield sites. The proposed reuses should help meet community health, environmental and economic development goals. Common activities funded via the BF AWP grant program include: EPA-OLEM-OBLR-16-05 3 • Facilitating community involvement: activities that lead to the identification of community priorities for short-term and long-term brownfield site cleanup, reuse and area revitalization. • Conducting research into the existing conditions of the brownfield site(s) and BF AWP project area, such as: brownfields economic research and market analysis, o known environmental conditions of the brownfields and project area (e.g., environmental o data, environmental justice concerns, and local health risks), needed infrastructure and related improvements that will support brownfields reuse and o area revitalization, applicability of pre-existing community or regional plans; and o coordination and alignment with other ongoing planning or revitalization efforts in the o project area. • Developing a detailed brownfields area-wide plan which includes: specific strategies for assessing, cleaning up, and reusing each catalyst, high priority o brownfields site; a list of the related improvements and investments necessary to support brownfields o assessment, cleanup and reuse; specific strategies to advance sustainable and equitable revitalization, and improve o public health, within the project area; and specific plan implementation strategies, with timelines for specific short- and long-term o actions, lists of resources available and needed, leveraging opportunities, and key partners responsible for specific implementation actions. • Technical assistance that builds local community capacity for a wide range of project area stakeholders, so that they can be involved - both directly and effectively - in developing and implementing the brownfields area-wide plan. Primary Grant Deliverable The brownfields area-wide plan is the primary grant deliverable. The plan should clearly show how all the activities a grantee conducted, and all deliverables produced under the grant, relate back to identifying the community’s priorities for the project area, the local brownfields conditions, and other existing conditions in the area (such as environmental, social, and health conditions; economic realities/market potential, and state of local infrastructure). The plan should recommend specific cleanup and reuse strategies for the catalyst, high priority brownfield site(s) based on these community priorities and project area conditions. The brownfields area-wide plan should include: • a summary of the various community involvement activities that were performed throughout the BF AWP project and a statement which clearly describe how the community input is reflected throughout the plan’s recommendations and strategies; EPA-OLEM-OBLR-16-05 4 • an explanation of the community’s priorities, and a list of strategies that help meet those priorities through assessing, cleaning up and reusing catalyst, high priority brownfield site(s); • the results from research on brownfields and project area conditions, including known environmental conditions, data gaps and other existing conditions (such as environmental/social/health conditions, economic realities/market potential, state of infrastructure/improvements needed in the project area, etc.); • specific reuse scenarios for the catalyst, high priority brownfield site(s); • detailed plan implementation strategies which identify specific actions, resources available and resources needed to implement the plan, such as: assessment and cleanup activities needed to be compatible with the brownfields reuse o scenarios; catalyst, high priority brownfield site(s) improvements and other project area o improvements (e.g., infrastructure investments) needed to support brownfields reuse and advance sustainable and equitable revitalization, and improve public health, within the project area; near-term versus long-term actions and priority projects; o who is going to lead each action (specific partners already involved or needed); and o specific sources of funding, prioritized investment projects and resources needed within o the project area. Link to Other EPA Brownfields Funding Opportunities The BF AWP Program is designed to produce measurable outcomes linked to the eventual assessment, cleanup, and subsequent reuse of brownfield sites. In this manner, BF AWP complements the EPA’s brownfields assessment, cleanup, revolving loan fund, and environmental workforce development and job training competitive grant opportunities and targeted brownfields assessment assistance. Please note that while funding under this RFP is not available for site assessment, site cleanup or plan implementation, the Agency does offer competitive grants for brownfields site assessment and cleanup and environmental workforce development and job training.1 Link to Sustainable and Equitable Development Outcomes and Supporting Environmental Justice The EPA encourages applicants to include research and/or technical assistance activities on sustainable and equitable cleanup and redevelopment approaches, and incorporate these approaches into their BF AWP project. Sustainable development practices facilitate environmentally-sensitive brownfields cleanup and redevelopment while also helping to make communities more attractive, economically stronger, and more socially diverse. Consistent with the community’s identified priorities, sustainable 1 Visit EPA’s website for more information: http://www2.epa.gov/brownfields/types-brownfields-grant-funding. EPA-OLEM-OBLR-16-05 5 development approaches should be designed to encourage brownfield site cleanup and reuse in ways that provide new jobs, commercial opportunities, open space amenities, site access via transportation alternatives and social services to an existing neighborhood. Brownfields site preparation strategies that prevent contaminant exposure through green and healthy building design, materials reuse and recycling, and on-site stormwater management through green infrastructure, as well as those strategies that enable urban agricultural reuse, improve accessibility and promote walking and biking to/through/around the site (helping to improve overall community health), among other approaches, can contribute to sustainable development outcomes. Equitable development outcomes come about when intentional strategies are put in place to ensure that low-income and minority communities not only participate in, but benefit from, decisions that shape their neighborhoods. There are many different approaches that promote equitable development, such as ensuring a mix of housing types across a range of incomes, access to fresh and healthy food, access to jobs, access to green space and recreation opportunities, and access to local capital. Programs or policies can be put in place to help ensure creation or integration of affordable housing, local or first-source hiring, minority contracting, inclusionary zoning (where a percentage of new housing is designated as affordable housing), healthy food retailers in places where they do not exist (e.g. food deserts), prioritizing green space and recreation opportunities, co­ operative ownership models where local residents come together to run a community-owned or jointly owned business enterprise, rent control or community land trusts (to help keep property affordable for residents), supportive local entrepreneurial activities and social infrastructure, and adherence to equal lending opportunities. Environmental justice can be supported through sustainable and equitable development approaches. EPA defines environmental justice as the fair treatment and meaningful involvement of all people regardless of race, color, national origin, or income with respect to the development, implementation, and enforcement of environmental laws, regulations, and policies. EPA has this goal for all communities and persons across the nation. Environmental justice will be achieved when everyone enjoys the same degree of protection from environmental and health hazards and equal access to the decision-making process to have a healthy environment in which to live, learn, and work.2 The EPA encourages applicants to provide specific examples of how the BF AWP project will prioritize sustainable and equitable brownfields cleanup and redevelopment outcomes that will help to remove economic, environmental and social barriers, and contribute towards alleviating a community’s environmental justice concerns. Applicants will be evaluated on how their BF AWP project will lead to sustainable and equitable outcomes (see Section 5.A.3., Benefits to Community). Applicants will also be evaluated on how local environmental justice concerns are reflected in the needs of the community (see Section 5.A.1., Community Need). Link to the HUD-DOT-EPA Partnership for Sustainable Communities The BF AWP Program is being carried out consistent with the principles under the Partnership for Sustainable Communities (PSC) among the U.S. Department of Housing and Urban Development 2 For more information please visit http://www3.epa.gov/environmentaljustice/. EPA-OLEM-OBLR-16-05 6 (HUD), U.S. Department of Transportation (DOT), and the EPA. The Partnership was conceived to advance coordinated infrastructure investment to improve economic prosperity and build healthy, environmentally sustainable, and opportunity-rich communities for all Americans, regardless of race or income. Recognizing the fundamental role that public investment plays in achieving these outcomes, the President’s Administration charged three agencies whose programs impact the physical form of communities—HUD, DOT, and EPA—to coordinate and incorporate the Livability Principles into their policies and funding programs to the maximum degree possible. The Livability Principles can be found at www.sustainablecommunities.gov and include: (1) Providing more transportation choices, (2) Promoting equitable, affordable housing, (3) Increasing economic competitiveness, (4) Supporting existing communities, (5) Leveraging federal investment, and (6) Valuing communities and neighborhoods. The EPA recognizes that eligible activities listed in these grant guidelines advance the PSC’s Livability Principles by providing funding for eligible area-wide planning activities that promote cleanup and sustainable reuse of brownfields sites. The EPA highly encourages applicants to reach out and coordinate with HUD, DOT, EPA programs and other federal and non-federal partners throughout their BF AWP efforts. Applicants will be evaluated on how their BF AWP project helps to advance these Livability Principles (see Section 5.A.3., Benefits to Community). In instances where an applicant has received a grant or technical assistance from the HUD-DOT­ EPA PSC, such as for a HUD Regional Planning or Community Challenge grant, DOT Transportation Investment Generating Economic Recovery (TIGER), or EPA Smart Growth Implementation, Greening America’s Capitols or Building Blocks Assistance, etc., the applicant will be evaluated on if and how their BF AWP project leverages the previous PSC investment (see Section 5.A.7., Leveraging). Link to the POWER + Initiative The Partnerships for Opportunity and Workforce and Economic Revitalization (POWER+) Initiative is a White House Administration priority which started in FY16 continues through FY17. This initiative aims to support partnerships anchored in communities affected by changes in the power sector and coal industry. The United States is undergoing a rapid energy transformation, particularly in the power sector. Booming natural gas production, declining costs for producing renewable energy, increases in energy efficiency, flattening electricity demand, and updated clean air standards are changing the way electricity is generated and used across the country. As changes occur, many workers and communities who have relied on the coal industry as a source of jobs and economic prosperity are left struggling to adapt to the changing energy landscape. These communities will need to diversify their economies, create good jobs in existing or new industries and attract new sources of job- creating investment. A community who has experienced a recent closure (2008 or later) of a coal-fired power plant, or a community which knows it will soon experience such a closure, is considered a “POWER+ EPA-OLEM-OBLR-16-05 7 community” under this grant competition. POWER+ communities may be interested in applying for a BF AWP grant because a closed or closing coal-fired power plant or related legacy brownfield site(s) is likely to quickly become a large, blighted area that the community needs to address. BF AWP grant funding can help a POWER+ community develop an area-wide plan for one or more catalyst, high priority brownfield site(s) within the area that includes a recently closed or closing coal-fired power plant. As with all applicants, a POWER+ community applicant must demonstrate within their proposal submission that they are proposing a reasonable BF AWP project area size and number of catalyst, high priority brownfield site(s) (see Section 5.A.2., BF AWP Project Description). B. Uses of EPA Grant Funds Eligible uses of EPA grant funds under this competitive opportunity include direct costs necessary for research and/or technical assistance activities, such as those listed in Section 1.A. These direct costs include costs for personnel, contracts for technical experts (including individual contractors), subawards of financial assistance, materials, supplies, room rentals, travel and transportation expenses necessary to carry out the BF AWP activities. If an applicant is selected to receive a BF AWP grant, the applicant will need to create a workplan for EPA approval that includes only eligible and approved uses of the grant funds. Funds awarded under this solicitation are intended for BF AWP research and/or technical assistance activities as described in this RFP. They may not be used for the following activities or tasks: • conducting site assessments, site cleanups, response activities often associated with cleanups such as demolition or groundwater extraction, or brownfields area-wide plan implementation; • marketing brownfields properties for redevelopment (e.g., activities or products created specifically to attract buyers or investors); • area-wide zoning and/or design guideline development that is unrelated to advancing cleanup and reuse of brownfields in the project area; • area-wide master planning, community visioning, or comprehensive planning (including updating/writing such plans) that are unrelated to advancing cleanup and reuse of brownfields in the project area; • survey design, distribution or collection; • site-specific reuse planning for any site that is ineligible for brownfields funding (see Appendix 3 for more information on sites ineligible for brownfields funding); • construction and land acquisition; • costs that are unallowable (e.g., lobbying, fund-raising, alcoholic beverages) under Cost Principles 2 CFR Part 200, Subpart E; • matching any other federal funds unless there is specific statutory authority for the match (CERCLA does not provide this authority); • proposal preparation costs; • projects that duplicate grants awarded under other EPA Brownfields grant programs described in CFDA Nos. 66.818, “Brownfields Assessment, Revolving Loan Funds, and EPA-OLEM-OBLR-16-05 8 Cleanup Grants,” 66.815, “Environmental Workforce Development and Job Training Grant,” other 66.814, “Brownfields Training, Research, and Technical Assistance Grants and Cooperative Agreements” or other federally-funded environmental training, research, or technical assistance programs in their target community or communities. Projects may, however, complement community-wide planning activities which the EPA funds under CERCLA § 104(k)(2) assessment grants; or • projects related to exploring, testing and implementing smart growth policies and applications, and projects the EPA funds under CFDA No. 66.611, “Environmental Policy and Innovation Grants” or through EPA Sustainable Communities technical assistance under other announcements. In addition, funds awarded under this solicitation may not be used for: • A penalty or fine. • Federal cost share requirement (for example, a cost share required by other federal funds). • A response cost at a brownfield site for which the recipient of the grant is potentially liable under CERCLA § 107. • A cost of compliance with any federal law, excluding the cost of compliance with laws applicable to the cleanup. • The payment of an administrative cost (including indirect costs). In implementing the administrative cost prohibition, EPA has made a distinction between prohibited administrative costs and eligible programmatic costs. See FAQs at http://www.epa.gov/brownfields/apply-brownfields-grant-funding. Brownfields Site-Specific Planning for Assessment or Cleanup Requires EPA Approval A BF AWP grant recipient who wishes to conduct limited site-specific planning for assessment or cleanup at one or more brownfields sites within the BF AWP project area must receive prior approval from the EPA for those activities. Such activities, if necessary for the project, should constitute a limited portion (i.e., not more than 10%) of the BF AWP project and budget. Site-specific assessment and cleanup planning activities that are necessary to help determine feasibility of site cleanup or reuse option(s) may be done if they support the recipient’s decision- making and better inform the implementation strategies that are part of the brownfields area-wide plan. Sampling activities typically are not included as part of site-specific planning for assessment or cleanup. Sampling to determine the extent of contamination is not allowed, as this is essentially a site assessment activity. However, limited sampling associated with a feasibility study that determines whether a particular cleanup technology is viable may be allowed. Recipients must contact their EPA grant project officer to initiate and complete the additional approval process required by EPA in order to determine whether the recipient will be able to conduct limited planning for site-specific assessment or cleanup activities. EPA approval will be based on site eligibility and liability provisions under CERCLA § 101(39). A recipient who is liable EPA-OLEM-OBLR-16-05 9 for contamination at a specific brownfields site is prohibited from conducting assessment or cleanup planning at that site using EPA grant funds under the BF AWP Program. C. EPA Strategic Plan Linkage The projects selected for award under this solicitation will support progress towards EPA Strategic Plan Goal 3 (Cleaning Up Communities and Advancing Sustainable Development), Objective 1 (Promote Sustainable and Livable Communities). View EPA’s Strategic Plan at http://www.epa.gov/planandbudget/strategicplan.html. D. Measuring Environmental Results: Anticipated Outcomes/Outputs Pursuant to EPA Order 5700.7, “Environmental Results under EPA Assistance Agreements,” EPA requires that all grant applicants and recipients adequately address environmental outcomes and outputs. Outcomes and outputs differ both in their nature and in how they are measured. Recipients must discuss environmental outcomes and outputs in their proposed workplan. 1. Outcomes: The term “outcomes” refer to the result, effect, or consequence that will occur from carrying out an environmental program or activity that is related to an environmental or programmatic goal or objective. Outcomes may be environmental, behavioral, health-related or programmatic in nature, and may not necessarily be achievable during the project period. The EPA anticipates that outcomes from projects awarded under this announcement will enable recipients to: • eventually assess, cleanup and reuse brownfield sites and improve public health and the environment; • better understand, recognize and address local environmental justice concerns; • incorporate a variety of sustainable and equitable development approaches in brownfields cleanup and redevelopment and area revitalization; • increase capacity of residents and stakeholders from the project area to participate in, take ownership of, and benefit from brownfields cleanup and revitalization in their community; and • further the network of local, regional, state, tribal and/or federal partnerships that will help facilitate brownfields cleanup and redevelopment. 2. Outputs: The term “output” refers to an environmental activity, effort, and/or associated work products related to an environmental goal or objective, that will be produced or provided over a period of time or by a specified date. Outputs must be measurable during the project period. The EPA anticipates outputs from projects awarded under this competitive opportunity will include, but not be limited to: EPA-OLEM-OBLR-16-05 10