open access bibliography This work has been published as a printed book by: Association of Research Libraries 21 Dupont Circle, NW, Suite 800 Washington, D.C. 20036 ISBN 1-59407-670-7 ISBN 978-1-59407-670-1 It can be ordered from: ARL Publications Distribution Center PO Box 531 Annapolis Junction, MD 20701-0531 Phone: 301-362-8196 Fax: 301-206-9789 Orders: [email protected] http://www.arl.org/pubscat/pubs/openaccess/ http://www.arl.org/pubscat/index.html Open Access Bibliography Liberating Scholarly Literature with E-Prints and Open Access Journals Charles W. Bailey, Jr. Association of Research Libraries 2005 Association of Research Libraries 21 Dupont Circle, NW, Suite 800 Washington, D.C. 20036 © 2005 Charles W. Bailey, Jr. This work is licensed under the Creative Commons Attribution-NonCommercial License. To view a copy of this license, visit http://creativecommons.org/licenses/by-nc/2.0/ or send a letter to Creative Commons, 559 Nathan Abbott Way, Stanford, California 94305, USA. ISBN 1-59407-670-7 ISBN 978-1-59407-670-1 (cid:1) The paper used in this publication meets the requirements of ANSI/NISO Z39.48-1992 (R1997) Permanence of Paper for Publications and Documents in Libraries and Archives. Design and layout by David S. Noble. contents preface xi acknowledgments xv key open access concepts xvi i. general works 3 1.1 Overviews 3 1.2 Analysis and Critiques 6 1.3 Debates and Dialogs 10 1.3.1 Nature Web Debate on Future E-Access to the Primary Literature 10 1.3.2 Nature Web Focus on Access to the Literature: The Debate Continues 13 1.3.3 Other 15 1.4 Research Studies 15 1.5 Other 16 ii. open access statements 20 2.1 Berlin Declaration on Open Access to Knowledge in the Sciences and Humanities 20 2.2 Bethesda Statement on Open Access 20 2.3 Budapest Open Access Initiative 20 2.4 NEAR 21 2.5 OECD Final Communique 22 2.6 Tempe Principles 22 2.7 Washington D.C. Principles for Free Access to Science 23 2.8 Wellcome Trust Position Statement and Research Reports 23 2.9 World Summit on the Information Society Declaration of Principles and Plan of Action 24 2.10 Other 25 iii. copyright arrangements for self-archiving and use 27 3.1 General Works 27 3.2 Copyright Ownership and Rights 28 3.3 Creative Commons 30 3.4 Permissions Crisis 31 3.5 Research Studies 32 iv. open access journals 33 4.1 General Works 33 4.2 Economic Issues 35 4.2.1 General Works 35 4.2.2 BMJ Rapid Responses about “Author Pays” May Be the New Science Publishing Model 40 4.3 Open Access Journal Change Agents 40 4.3.1 SPARC 40 4.4 Open Access Journal Publishers and Distributors 42 4.4.1 BioMed Central 42 4.4.2 Public Library of Science 44 4.4.3 PubMed Central 47 4.4.3.1 General Works 47 4.4.3.2 Science Magazine dEbate on “Building a GenBank of the Published Literature” 50 4.4.3.3 Science Magazine dEbate on “Is a Government Archive the Best Option?” 50 4.4.3.4 Science Magazine dEbate on “Just a Minute, Please” 51 4.4.3.5 Other 51 4.5 Specifi c Open Access Journals 53 4.5.1 Journals in the Directory of Open Access Journals 53 4.5.2 Pioneering Free E-Journals Not in the DOAJ 55 4.5.3 Other 56 4.6 Research Studies 57 v. e-prints 59 5.1 General Works 59 5.2 History 61 5.3 Research Studies 61 vi. disciplinary archives 63 6.1 General Works 63 6.2 Specifi c Archives and Projects 63 6.2.1 arXiv 63 6.2.2 NASA Astrophysics Data System 64 6.2.3 RePEc 65 6.2.4 Other 66 vii. institutional archives and repositories 68 7.1 General Works 68 7.2 E-Print Archives 68 7.2.1 General Works 68 7.2.2 Specifi c Archives and Projects 69 7.2.2.1 ePrints-UK 69 7.2.2.2 SHERPA 69 7.2.2.3 Other 69 7.3 Repositories with Diverse Materials 70 7.3.1 General Works 70 7.3.2 Specifi c Repositories and Projects 72 7.3.2.1 DAEDALUS 72 7.3.2.2 DSpace 72 7.3.2.3 eScholarship 74 7.3.2.4 Fedora 75 7.3.2.5 OSU Knowledge Bank 76 7.3.2.6 Other 76 7.4 Electronic Theses and Dissertations 77 viii. open archives initiative and oai-pmh 78 8.1 General Works 78 8.2 Specifi c Data or Service Providers and Projects 81 8.2.1 AmericanSouth.org 81 8.2.2 Arc 81 8.2.3 Kepler 82 8.2.4 OAIster 82 8.2.5 OpCit 82 8.2.6 Open Archives Forum 83 8.2.7 Open Archives Initiative Metadata Harvesting Project 85 8.2.8 Other 85 8.3 Research Studies 90 ix. conventional publisher perspectives 91 x. government inquiries and legislation 94 10.1 European Commission Study 94 10.2 Sabo Bill 94 10.3 U.K. House of Commons Science and Technology Committee Inquiry 95 10.4 U.S. House Appropriations Committee Recommendations 100 10.5 Other 101 xi. open access arrangements for developing countries 102 11.1 General Works 102 11.2 Free or Reduced Cost Access 103 11.2.1 AGORA 103 11.2.2 HINARI 103 11.2.3 Other 104 11.3 SciELO 106 about the author 107