Pages Table of Contents 1 CA&ES UARW Report Recommendations 2 – 22 Undergraduate Final Narrative Advising Appendixes Review 2013-14 Provost Budget Update A 23 – 24 Workgroup Student Success Only Report 1. CAD Proposal to the Provost 4-1-13 25 - 26 June, 2013 B 2. CA&ES Executive Summary for Provost Resource Allocations to Advising 27 – 31 Charge Letter: (Undergraduate C 32 UARW Team: Advising Review Workgroup) D Blue Ribbon Committee Survey 33 – 38 Diane Ullman CA&ES Curriculum Planning Committee ***** E 39 – 112 - Final Report Elizabeth Clark-Anibaba ***** CA&ES Undergraduate Program Review 113 – 115 Sue Ebeler F Committee, Letter to the CA&ES ****** Executive Committee, 2012-13 Galyna Erdman ***** 1. Mixed Competencies Approach in Marcel Holyoak Action (Wilcox – UCBerkeley) 116 ****** G 2. Core Competencies – Psychosocial Russ Hovey and Cognitive Structural (Wilcox – 117 ****** UCBerkeley) Kim Mahoney ****** H Summary of SWOT Analysis 118 – 128 Sara Reed ***** Si Jing Yeap I Guidelines for Faculty Master Advisor 129 – 130 Staff Major Advisor Position Description J 131 – 133 – Suggested Division of Duties Animal Science Faculty Advising K 134 Evaluation 1 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 Executive Summary The Undergraduate Advising Review Workgroup (UARW) was charged by Interim Dean Mary Delany to examine undergraduate advising needs in CA&ES and to made recommendations to the college and via Council of Associate Deans, to the Provost for resource allocations needed to support undergraduate advising. The committee identified seven broad problems/issues needing immediate attention and formulated a series of recommendations for campus and college level investments aimed at student success. The problems we identified are as follows: 1. Low priority given to undergraduate student advising on campus. The consequences are poor engagement of faculty in advising, chronic understaffing of academic counselors and peer advisors, limited training and professional development opportunities for advisors and poor integration of existing advising units. 2. Too few advisors to meet the needs of current student enrollments. When % advising in position descriptions is used, many majors have high student/staff advisor ratios. In CA&ES student/advisor ratios range from 148:1 to 1,640:1 in the majors and 2084:1 in the Dean’s office. 3. Advising system. The advising system across campus and in CA&ES is fragmented and lacks clear communication, training, professional development and integration channels for students, staff, administration and faculty. 4. Roles, engagement, opportunities, incentives and assessment of advisors of all kinds are poorly developed. Faculty in most majors are not well connected to advising and frequently not accessible to students. Master Advisor roles are poorly defined and rewarded, and no training on best practices or agreement on most significant duties exists. Staff Advisors do not have access to training or professional development activities and many do not have an educational background preparing them for a career in advising. Staff advisors experience job classification inequities (classifications in the ___Asst series and the SAO series), and lack clear incentives and career paths. Advising is not included in faculty merit and promotion reviews or staff personnel evaluation processes, nor are there readily available metrics to help do this. 5. Staff Advisors are engaged in diverse teaching support and administrative duties beyond actual advising. This exacerbates the small amount of time available to serve as advisors. 6. Advising across campus is in a reactive state rather than embracing a proactive system. The latter would provide guidance to students and achieves a strong academic experience. 7. Advising does not meet student needs in a way that is linked to their academic development, level of competency and stage of their academic career. 8. On-line tools are not yet fully available that empower students to track their own progress and that assist advisors of all kinds in providing the most informed advice. 2 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 In response to these problems we recommend actions at the campus and the college level. At the campus level we recommend the following investments and actions: 1. Give priority to undergraduate student advising on campus. Invest in staff and peer advisors through increased FTE, training, professional development opportunities, incentives, and create strategies for greater engagement and reward of faculty master advisors. 2. Invest in more advisors. We propose that advising resources should meet the national benchmark of 350:1 (student/advisor) for staff advising in the majors and undeclared students (handled in the Dean’s Office) and 725:1 for Dean’s Office advising. a. Increase the Number of Staff Advisors in the Majors. At current enrollments, investment of 8 new staff advising FTE (2 SAO IIs, 6 SAO Is) are needed. We propose a partnership between the Provost and college and request 4 advising FTE from the Provost and use of department-based RAC formula allocations (cells C1 and C2) to invest in the additional 4 advising FTE needed. Peer advisors are an important part of the advising continuum and investments are needed in this arena, although student/advisor ratios do not apply well to determining how many peers are needed. The reason for this is that peers require additional supervision, such that to many more peer advisors may become a burden to the staff advisors. The 2.25 peer advising FTE we are requesting for the majors and 1.75 peer advising FTE we are requesting for the Dean’s Office from the Provost are based on the number of actual peers we can successfully integrate into our advising structures. NOTE: Because peer advisors work 10-12 hours/week, 1 peer advising FTE = 4 peer advisors. b. Academic Counselors in the Dean’s Office. We propose a higher student/advisor ratio (725:1) for Academic Counselors in the Dean’s Office because we are seeing students for additional advising that includes general advising, final degree certification, petitions, and we are the sole unit given authority by the Academic Senate to uphold policy surrounding students in academic difficulty. We are also the sole source of advising for undeclared/exploratory students. For undeclared students, we recommend using a ratio of 350:1 as we have in the majors. The Provost already announced investment in an international student advisor for the CA&ES Dean’s Office. Based on the estimated ratios and this additional counselor, we estimate the need for 5.3 advising FTE in the Dean’s Office at the SAO III level and 1.75 peer advising FTE. c. Investment for the 2020 Initiative. We strongly recommend that the Provost plan for additional resources to meet this level of excellence as our campus enrollments grow by 5,000 under the 2020 Initiative. If the 350:1 and 725:1 student/advisor ratio remains the desired standard, in CA&ES, at 20% of total enrollment or 1,000 additional students, this will require an additional investment of an additional 2.9 staff advising FTE and 2 peer advising FTE in the majors, and 1.4 staff advising FTE and 2 peer advising FTE in the Dean’s Office. This said, the committee advocates for review of advising needs annually once the 2020 growth begins. If the investments proposed herein create improvements for students such that retention is higher and there are fewer students in academic difficulty, needs may shift from 3 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 the Dean’s Office to the majors. Other factors may also shift the needs in various ways, including the proportion of the new student enrollment comprised of international students who may need greater advising attention. 3. Additional investments from the Provost to better coordinate advising. These include funding of an Advising Coordinator in the Office of the Vice Provost for Undergraduate Education (VPUE), creation of an annual conference to support professional development, and support for continuing education and training for staff advisors. We acknowledge that these are funded via a proposal from the Council for Associate Deans (CAD). Additional training and coordination should also be in the realm of the VPUE Advising Coordinator, e.g. training for faculty master advisors, as well as better coordination and connection of advising units across the campus. Additional investment in centralized, campus-level training, similar to that already done for RHAT peer advisors is needed for all peer advisors. This will require resources for Housing as they have responsibility for running these courses and we recommend they continue. 4. Define advising roles, incentives and develop metrics for advising success. We expect the VPUE Advising Coordinator will help colleges and departments better define roles, engagement, opportunities, incentives and assessment for advisors of all kinds. We expect this person will help develop student learning outcomes for advising and metrics needed for assessment of student learning outcomes and quality of all levels of advising. a. Faculty Master Advisors. We request the Office of the Provost to work with the Academic Senate to define roles for Faculty Master Advisors and develop better incentives through prestigious campus awards and promotion and tenure processes to reward faculty advising. b. Staff Advisors. We expect the VPUE Advising Coordinator to develop the roles, training and professional development opportunities for staff advisors. 5. Address position classifications inequities for staff advisors. We request the Office of the Provost to work with Human Resources to address the job classification inequities for staff advisors. We recommend that all staff advising positions be in the SAO series, with a minimum of 65% advising (face-to-face advising, individually or in groups, by phone, e-mail or Skype). The remaining 35% should be devoted to teaching support, support for the faculty master advisor, curriculum planning, etc. Administrative tasks, such as scheduling classrooms, ordering textbooks, event planning and implementation should be transferred to administrative support positions. In the Dean’s Office, the remaining tasks can include special projects and programs for students, consultation with Academic Senate committees, CAD, RODO, interaction with the registrar, etc. We expect this change to dramatically increase accessibility and quality of advising. The outcome and impact of this should be greater student satisfaction, retention, and other elements of student success (GPA). 6. We request that the Provost invest in a proactive advising curriculum. We do not think resources are available to require mandatory advising, even annually for each student, nor do we think a mandatory advising approach will necessarily empower students in determining their own 4 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 course to academic success. We propose a curriculum that starts with a first year, mandatory seminar, Positioning Yourself for Success at UC Davis, for freshman; and, a first year mandatory seminar, similar to that developed by former Vice Chancellor Fred Wood, Navigating the Research University, for transfer students. Our budget request includes the Academic Coordinator, SAO I and TA support we estimate to be needed to do this. 7. Advising Curricula. We recommend that a continuing advising curriculum be designed for students as they advance in their academic development. This should engage them with faculty and staff advisors, the resources within the Internship and Career Center, the Student Academic Success Center, undergraduate research opportunities and Study Abroad and expand their understanding of career paths and preparation for graduate and professional school. We expect the VPUE Advising Coordinator to help in this effort and advise that the Provost should plan for increasing investments in campus level support of the ICC, SASC, the Undergraduate Research Center, etc. 8. Support for on-line advising services. We strongly advocate continued and expanding support of on-line advising services for students and for advisors. The expected outcome and impact of this work will be greater empowerment for students in their choice of majors, graduation plans, and course selections. They will be better able to follow their own progress and can come to advising appointment prepared with higher level questions for advising. For advisors, these on-line resources represent a sea change in efficiency and accuracy of advising. The quality of advising will be dramatically increased. We look hopefully to a future when this system may also be used as an early warning system so that advisors can seek out students needing help before they are subject to disqualification or are failing in their majors. These on- line resources should be regularly maintained, assessed and improved in consultation with the Associate Dean and advisors in the Dean’s Office and faculty master advisors and staff advisors in the departments. The following budget has been submitted to the Provost via CAD and solely represents costs needed to address additional advising FTE in CA&ES and implementation of a tiered proactive advising curriculum that includes a mandatory first year seminar. Other needed actions outlined above will require additional resources to other units on campus and engagement of the Academic Senate and Human Resources. 5 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 Department Salary Benefits rate Total Benefits Salary + Benefits FTE Total Salary SAO I $ 50,551.00 0.479 $ 24,213.93 $ 74,764.93 3 $ 224,294.79 SOA II $ 55,709.00 0.479 $ 26,684.61 $ 82,393.61 1 $ 82,393.61 Peers $ 12,000.00 0.013 $ 156.00 $ 12,156.00 2.25 $ 27,351.00 Subtotal $ 334,039.40 Dean's Office SOA III $ 61,354.00 0.479 $ 29,388.57 $ 90,742.57 5 $ 453,712.83 Peers $ 12,000.00 0.013 $ 156.00 $ 12,156.00 1.75 $ 21,273.00 Subtotal $ 474,985.83 First Year Seminar Graduate Student Associate-In $ 35,310.00 0.013 $ 459.03 $ 35,769.03 6.25 $ 223,556.44 Academic Coordinator $ 63,000.00 0.331 $ 20,853.00 $ 83,853.00 1 $ 83,853.00 SAO I $ 50,551.00 0.479 $ 24,213.93 $ 74,764.93 1 $ 74,764.93 Subtotal $ 382,174.37 Grand Total $ 1,191,199.59 At the College Level We Recommend the Following Investments and Actions: 1. Assessment of Progress. We recommend use of training, expectations and metrics provided by the campus to assess the quality and efficiency of CA&ES advising systems (see above, item 4). 2. Resource Allocation, Reporting and Increased Accessibility and Visibility of Advising. We recommend that Interim Dean Delany establish an implementation committee to work with her leadership team, department chairs, cluster CAOs, faculty master advisors and staff advisors to design and implement a resource allocation and reporting structure that directs advising allocations to advising, provides a greater connection between advising in the departments and the Dean’s Office, incentives for strong advising, and greater accountability for quality. This committee should address a college-wide solution for poor accessibility, visibility and fragmentation of advising, as well the proposed partnership with the Provost to support 4 staff advising FTE in the majors with RAC allocations. Possible solutions are in our report and others may become evident in this consultative process. The latter issue is high priority in order for the college to reach its potential for excellence in advising. 3. Training and Professional Development. The Associate Dean for Undergraduate Academic programs should work with the VPUE Advising Coordinator and CAD to create training strategies, including handbooks and workshops. All staff advisors and faculty master advisors should be strongly encouraged to attend the Annual Conference, funded by the Provost. 4. On-line Advising Services. Interim Dean Delany should continue to advocate for campus efforts to extend the Student Advising Portal to all staff and faculty advisors and the Associate Dean should ensure training on its use. 6 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 Report I. Background Committee Charge. The College of Agricultural and Environmental Sciences (CA&ES) ad hoc Undergraduate Advising Review Workgroup (UARW) was established in April 2013 by Interim Dean Mary Delany in response to Provost Hexter’s budget update and initiative for investing in student success (Appendix A, Provost’s Budget Update Letter). Undergraduate advising was among the investments called for by the Provost, along with a request that ideas for investment in advising be coordinated via Interim Vice Provost for Undergraduate Education, Carolyn de la Pena. During this time, Council for Associate Deans (CAD) coordinated a proposal for investments in advising (Appendix B1, CAD Proposal to the Provost, 4-1-13). Among their requests was permanent allocation of $1.2 million for undergraduate advising to be distributed among the colleges to meet their most severe needs. Before making a decision on this aspect of the CAD proposal, the Provost asked that all the colleges collaborate to coordinate a proposal for investment in advising through CAD.1 With all these activities as a backdrop, Interim Dean Delany charged the UARW to review undergraduate advising in CA&ES and formulate recommendations to maintain and extend excellence in this arena (Appendix C, Committee Charge Letter). Members of the UARW included: faculty (Susan Ebeler, Marcel Holyoak, Russ Hovey), departmental staff advisors (Elizabeth Clark-Anibaba, advising Managerial Economics, Galyna Erdman, advising Community and Regional Development, Human Development, Sustainable Agriculture and Food Systems), a Dean’s Office Academic Counselor (Kim Mahoney), a cluster CAO (Sara Reed), a peer advisor (Si Jing Yeap), and Associate Dean for Undergraduate Academic Programs (Diane Ullman). Context for Committee Efforts. A convergence of factors have stimulated campus interest in undergraduate advising, which has not been comprehensively addressed for decades. First, preparation for the UC Davis Accrediting Commission for Schools (ACS), Western Association for Schools and Colleges (WASC) review revealed gaps and weaknesses in undergraduate advising at multiple levels (http://wasc.ucdavis.edu/local_resources/docs/wasc2013/UC_Davis_2013_InstReacReport.pdf). Second, Chancellor Katehi’s 2020 Initiative, will be designed to bring 5,000 additional undergraduate students to the campus. Although, the split between California residents, national and international students has not been announced, it is clear that the percentage of national and international students enrolled will grow significantly (http://chancellor.ucdavis.edu/initiatives/2020_Initiative/index.html). Early efforts to increase national and international enrollment quickly revealed challenges for student success in these groups and made deficiencies in student advising evident. Third, as part of the UC Davis effort to increase student success and national ranking, Interim Vice Chancellor for Student Affairs, Adela de la Torre convened a Blue Ribbon Committee (BRC), with over 100 members across campus to understand and provide recommendations to augment the undergraduate student experience at UC Davis (Appendix D, Blue Ribbon Committee Survey, Final Report not yet available). The BRC also spent considerable time considering undergraduate student advising. Notably, student services were also drastically cut during the budget challenges of 2008-2012. 1 The CA&ES portion of that proposal, to be submitted June 30, 2013, can be found in Appendix B2. 7 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 Fourth, the CA&ES ad hoc Curriculum Planning Committee (Final Report, Appendix E) and CA&ES Undergraduate Program Review Committee (UPRC; 2012-2013) (Appendix F, UPRC, letter to Executive Committee) made specific recommendations regarding the need for review and enhancement of undergraduate advising. Our committee pursued its charge in the context set by these factors, with a goal of formulating recommendations, some of which the committee envisions to be included in the CAD proposal to the Provost for implementation at a campus level and others that would address advising issues specifically within CA&ES. II. Review and Recommendation Processes Underlying Processes. The committee began its work with the following activities: 1. Reviewing information underlying the context for the committee efforts described above. This included, materials from the BRC review, the report of the CA&ES ad hoc Curriculum Planning Committee, UPRC recommendations from 2012-2013, NACADA2 reports and recommendations, and results of the UCUES3 survey. 2. Benchmarking to provide a comparison with advising structure at other large public universities, review of relevant literature, and models used by other universities, such as a tiered competency model developed by Elizabeth Wilcox (UC Berkeley; Appendix G). 3. Review of the advising structure within CA&ES, including numbers of faculty, staff and peer advisors, analysis of staff advisor position descriptions and duties, student to advisor ratios, and RAC formula allocations (cells C1+C2). 3. Development of Advising Principles. The committee completed a survey to analyze advising principles. We agreed that any advising structure and strategy we would recommend should be based on commonly held principles aimed at excellence and promoting student success. These principles are discussed below. 4. The committee conducted a Strengths, Weaknesses, Opportunities and Threats (SWOT) Analysis of advising within CA&ES. The table below and Appendix H (in detail) summarize what we learned from the SWOT analysis. The SWOT analysis was used to determine whether our committee recommendations addressed weaknesses and threats while taking advantage of strengths and opportunities. III. Problems and Issues To Be Remedied The reports available to the committee, our discussions and SWOT analysis (summarized below) identified a range of problems, many of which have been identified by the BRC and others. The underlying problem is that undergraduate student advising has not been a priority on campus for decades. The consequence is engagement of a minority of faculty, chronic understaffing of 2 NACADA is the Global Community for Academic Advising, http://www.nacada.ksu.edu/ 3 UCUES is the University of California Undergraduate Experience Survey, all 10 campuses participate and the results are based on very large survey responses. 8 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 academic counselors and peer advisors, extremely limited training and professional development opportunities and limited communication between existing units that conduct advising. Many majors on campus have extremely high ratios of students to staff and peer advisors. In CA&ES student/advisor ratios range from 148:1 to 1,640:1 in the departments and 2084:1 in the Dean’s office, leaving all parties deeply challenged to meet student needs. The advising system across campus and CA&ES is fragmented and lacks clear communication channels. Resources available to students and where to find them are frequently unclear. Roles, engagement, opportunities, incentives and assessment of advisors of all kinds are poorly developed: Faculty in most majors are not well connected to advising and frequently are not accessible to students. The roles of Master Advisors are poorly defined and rewarded, and no training on best practices or agreement on most significant duties exists. Staff Advisors do not have access to training or professional development activities and many do not have an educational background preparing them for a career in advising. Staff advisors experience a wide range of job classification inequities (classifications range from ___Asst II to SAO III), lack clear incentives and don’t have clear career paths. A deeper campus-level problem is that quality of advising is not included either in faculty merit and promotion reviews or staff personnel evaluation processes, nor are there readily available metrics that do this. Staff Advisors are typically engaged in a wide range of teaching support and administrative duties beyond actual advising, and this exacerbates the small amount of time available to serve as advisors. The net effect is that advising is largely reactive, students have long wait times to be seen (up to 10 days in some majors and 12 days in the Dean’s Office during peak times), appointment times are often very short (15-30 minutes) and lack the depth the student is seeking. Many students never see an advisor unless they are in academic difficulty. Advising needs to transition from a reactive state to a proactive system that provides guidance to students and helps them achieve a strong academic experience. Part of the problem here is that advising is not mandatory and students are frequently unaware of what they need. Advising has not been geared to meet student needs in a way that is linked to their development and the stage of their academic career. Students don’t have guidelines to help them choose when and where to see advisors, there is no mandatory advising and no proactive advising “curriculum” or pathway. Summary of SWOT Analysis Strengths  Dedicated, motivated staff.  Dedicated faculty, in some departments a strong faculty commitment to advising  Good communication between department staff advisors and Dean’s Office advising unit  High quality advising based on knowledge of policy, coursework, campus services and career paths, by faculty, staff and peers in the best-run majors  Strong, enthusiastic peer advisors, particularly those receiving centralized training through RHAT4.  Improved resources, e.g. on-line degree certification, Career Discovery Group Program  Enthusiastic, strong alumni 4 RHAT is Residence Hall Advising Team. Housing offers the required one quarter course for all peers serving RHAT. CA&ES has piloted a centralized peer model in which the Dean’s Office administers peers who are trained as part of RHAT and deployed to the departments. 9 of 134 June, 2013 Report of the College of Agricultural and Environmental Sciences Undergraduate Advising Review Workgroup, Submitted June 28, 2013 Weaknesses  Faculty in many departments are disjunct and poorly engaged in advising  Classification inequities and lack of incentives and clear career paths for staff advisors  No guide-lines or incentives for faculty advisors, not rewarded in merit/promotion  Lack of training/professional development for staff and peer advisors (dept. & college).  High student/advisor ratios & disparity across majors. Overworked, stressed staff advisors are deeply challenged to serve their advisees.  Lack of resources due to budget cuts and clustering, as well as lack of appropriate tools.  Resources and information for students are unclear, thus students are frequently confused  Advising at UC Davis is fragmented and dysfunctional. Too decentralized without clear accountability.  Lack of consistent and on-going professional training for faculty, staff and peer advisors.  No mandatory advising. This is a weakness because many students do not know where to get advising and have no incentive to seek advising unless they are subject to disqualification. Our advising is skewed towards students in academic difficulty, rather than enhancing the student experience. Opportunities  Develop expectations, principles, resources (e.g. handbooks, procedures), and philosophies integrated across campus units  Develop and use tools and resources in the college and campus, including full participation in the Student On-line Services and Student Advising Portal.  Create professional development, best practices and incentives to galvanize advising and ensure happier more highly trained advisors at all levels.  Improve organization, structure, proactive focus and oversight of advising.  Improve quality with student centric advising that engages students in taking responsibility for their progress.  Monitor, track students and improve outcomes. Track students as they pursue their careers to improve knowledge about correlation between majors and careers.  Advertise majors and recruit more high quality students. Threats  Staff overload with current student-advisor ratios, likely to worsen with campus growth.  Lack guidance on advising practices, policy, philosophy. Lack of incentives for staff, for faculty in merit/promotion  On-line systems need to take confidentiality issues into account.  Risk of budget cuts/reduced resources, no clear priorities or commitment to training and professionalism.  Advisor classifications are burdened with too many administrative tasks, tension between faculty and staff advisor concerns.  Student dissatisfaction and under-performance IV. Recommendations The committee designed their recommendations with the following principles in mind: 10 of 134 June, 2013