27 Parts 1 to 199 Revised as of April 1, 2002 Alcohol, Tobacco Products and Firearms Containing a codification of documents of general applicability and future effect As of April 1, 2002 With Ancillaries Published by Office of the Federal Register National Archives and Records Administration A Special Edition of the Federal Register VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00001 Fmt 8091 Sfmt 8091 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F U.S. GOVERNMENT PRINTING OFFICE WASHINGTON : 2002 For sale by the Superintendent of Documents, U.S. Government Printing Office Internet: bookstore.gpo.gov Phone: toll free (866) 512-1800; DC area (202) 512-1800 Fax: (202) 512-2250 Mail: Stop SSOP, Washington, DC 20402–0001 VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00002 Fmt 8092 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F Table of Contents Page Explanation ................................................................................................ v Title 27: Chapter I—Bureau of Alcohol, Tobacco and Firearms, Department of the Treasury ............................................................................ 3 Finding Aids: Material Approved for Incorporation by Reference ............................ 1265 Table of CFR Titles and Chapters ....................................................... 1267 Alphabetical List of Agencies Appearing in the CFR ......................... 1285 Redesignation Table............................................................................ 1295 List of CFR Sections Affected............................................................. 1297 iii VerDate May<23>2002 11:06 Jun 10, 2002 Jkt 197099 PO 00000 Frm 00003 Fmt 8092 Sfmt 8092 Y:\SGML\197099F.XXX pfrm72 PsN: 197099F Cite this Code: CFR To cite the regulations in this volume use title, part and section num- ber. Thus, 27 CFR 1.1 refers to title 27, part 1, section 1. iv VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00004 Fmt 8092 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F Explanation The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agen- cies of the Federal Government. The Code is divided into 50 titles which represent broad areas subject to Federal regulation. Each title is divided into chapters which usually bear the name of the issuing agency. Each chapter is further sub- divided into parts covering specific regulatory areas. Each volume of the Code is revised at least once each calendar year and issued on a quarterly basis approximately as follows: Title 1 through Title 16..............................................................as of January 1 Title 17 through Title 27.................................................................as of April 1 Title 28 through Title 41..................................................................as of July 1 Title 42 through Title 50.............................................................as of October 1 The appropriate revision date is printed on the cover of each volume. LEGAL STATUS The contents of the Federal Register are required to be judicially noticed (44 U.S.C. 1507). The Code of Federal Regulations is prima facie evidence of the text of the original documents (44 U.S.C. 1510). HOW TO USE THE CODE OF FEDERAL REGULATIONS The Code of Federal Regulations is kept up to date by the individual issues of the Federal Register. These two publications must be used together to deter- mine the latest version of any given rule. To determine whether a Code volume has been amended since its revision date (in this case, April 1, 2002), consult the ‘‘List of CFR Sections Affected (LSA),’’ which is issued monthly, and the ‘‘Cumulative List of Parts Affected,’’ which appears in the Reader Aids section of the daily Federal Register. These two lists will identify the Federal Register page number of the latest amendment of any given rule. EFFECTIVE AND EXPIRATION DATES Each volume of the Code contains amendments published in the Federal Reg- ister since the last revision of that volume of the Code. Source citations for the regulations are referred to by volume number and page number of the Federal Register and date of publication. Publication dates and effective dates are usu- ally not the same and care must be exercised by the user in determining the actual effective date. In instances where the effective date is beyond the cut- off date for the Code a note has been inserted to reflect the future effective date. In those instances where a regulation published in the Federal Register states a date certain for expiration, an appropriate note will be inserted following the text. OMB CONTROL NUMBERS The Paperwork Reduction Act of 1980 (Pub. L. 96–511) requires Federal agencies to display an OMB control number with their information collection request. v VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00005 Fmt 8008 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F Many agencies have begun publishing numerous OMB control numbers as amend- ments to existing regulations in the CFR. These OMB numbers are placed as close as possible to the applicable recordkeeping or reporting requirements. OBSOLETE PROVISIONS Provisions that become obsolete before the revision date stated on the cover of each volume are not carried. Code users may find the text of provisions in effect on a given date in the past by using the appropriate numerical list of sections affected. For the period before January 1, 1986, consult either the List of CFR Sections Affected, 1949–1963, 1964–1972, or 1973–1985, published in seven sep- arate volumes. For the period beginning January 1, 1986, a ‘‘List of CFR Sections Affected’’ is published at the end of each CFR volume. INCORPORATION BY REFERENCE What is incorporation by reference? Incorporation by reference was established by statute and allows Federal agencies to meet the requirement to publish regu- lations in the Federal Register by referring to materials already published else- where. For an incorporation to be valid, the Director of the Federal Register must approve it. The legal effect of incorporation by reference is that the mate- rial is treated as if it were published in full in the Federal Register (5 U.S.C. 552(a)). This material, like any other properly issued regulation, has the force of law. What is a proper incorporation by reference? The Director of the Federal Register will approve an incorporation by reference only when the requirements of 1 CFR part 51 are met. Some of the elements on which approval is based are: (a) The incorporation will substantially reduce the volume of material pub- lished in the Federal Register. (b) The matter incorporated is in fact available to the extent necessary to afford fairness and uniformity in the administrative process. (c) The incorporating document is drafted and submitted for publication in accordance with 1 CFR part 51. Properly approved incorporations by reference in this volume are listed in the Finding Aids at the end of this volume. What if the material incorporated by reference cannot be found? If you have any problem locating or obtaining a copy of material listed in the Finding Aids of this volume as an approved incorporation by reference, please contact the agency that issued the regulation containing that incorporation. If, after contacting the agency, you find the material is not available, please notify the Director of the Federal Register, National Archives and Records Administration, Washington DC 20408, or call (202) 523–4534. CFR INDEXES AND TABULAR GUIDES A subject index to the Code of Federal Regulations is contained in a separate volume, revised annually as of January 1, entitled CFR INDEX AND FINDING AIDS. This volume contains the Parallel Table of Statutory Authorities and Agency Rules (Table I). A list of CFR titles, chapters, and parts and an alphabetical list of agencies publishing in the CFR are also included in this volume. An index to the text of ‘‘Title 3—The President’’ is carried within that volume. The Federal Register Index is issued monthly in cumulative form. This index is based on a consolidation of the ‘‘Contents’’ entries in the daily Federal Reg- ister. A List of CFR Sections Affected (LSA) is published monthly, keyed to the revision dates of the 50 CFR titles. vi VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00006 Fmt 8008 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F REPUBLICATION OF MATERIAL There are no restrictions on the republication of material appearing in the Code of Federal Regulations. INQUIRIES For a legal interpretation or explanation of any regulation in this volume, contact the issuing agency. The issuing agency’s name appears at the top of odd–numbered pages. For inquiries concerning CFR reference assistance, call 202–523–5227 or write to the Director, Office of the Federal Register, National Archives and Records Administration, Washington, DC 20408 or e-mail [email protected]. SALES The Government Printing Office (GPO) processes all sales and distribution of the CFR. For payment by credit card, call 202–512–1800, M–F, 8 a.m. to 4 p.m. e.s.t. or fax your order to 202–512–2250, 24 hours a day. For payment by check, write to the Superintendent of Documents, Attn: New Orders, P.O. Box 371954, Pittsburgh, PA 15250–7954. For GPO Customer Service call 202–512–1803. ELECTRONIC SERVICES The full text of the Code of Federal Regulations, the LSA (List of CFR Sections Affected), The United States Government Manual, the Federal Register, Public Laws, Public Papers, Weekly Compilation of Presidential Documents and the Pri- vacy Act Compilation are available in electronic format at www.access.gpo.gov/ nara (‘‘GPO Access’’). For more information, contact Electronic Information Dis- semination Services, U.S. Government Printing Office. Phone 202–512–1530, or 888– 293–6498 (toll–free). E–mail, [email protected]. The Office of the Federal Register also offers a free service on the National Archives and Records Administration’s (NARA) World Wide Web site for public law numbers, Federal Register finding aids, and related information. Connect to NARA’s web site at www.nara.gov/fedreg. The NARA site also contains links to GPO Access. RAYMONDA. MOSLEY, Director, Office of the Federal Register. April 1, 2002. vii VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00007 Fmt 8008 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00008 Fmt 8008 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F THIS TITLE Title 27—ALCOHOL, TOBACCO PRODUCTS, AND FIREARMS is composed of two vol- umes, parts 1–199 and part 200 to end. The contents of these volumes represent all current regulations issued by the Bureau of Alcohol, Tobacco and Firearms, Department of the Treasury as of April 1, 2002. A redesignation table appears in the Finding Aids section of the volume con- taining parts 1–199. ix VerDate May<23>2002 11:10 Jun 10, 2002 Jkt 197099 PO 00000 Frm 00009 Fmt 8092 Sfmt 8092 Y:\SGML\197099F.XXX pfrm72 PsN: 197099F x GPH> M</ ORDR.FR VerDate Apr<18>2002 11:29 May 15, 2002 Jkt 197099 PO 00000 Frm 00010 Fmt 8092 Sfmt 8092 Y:\SGML\197099F.XXX pfrm15 PsN: 197099F CFR